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Explain How Financial Markets Work in the United States

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EXPLAIN HOW FINANCIAL MARKETS WORK IN THE UNITED STATES.

A financial market is any place where money and credit are exchanged. The U.S financial market is based upon three principals; borrowers, savers, and financial institutions. The financial market facilitates the movement of money from those who have money to invest or save, to those who need money which may be individuals or businessess. There are borrowers that are looking for money to finance their investments or expand their business. This also includes individuals who are looking to borrow money from financial institutions to purchase a new home or vehicle. Borrowers inturn pay an interest on the money that they have borrowed, giving a return to the financial institution and savers. The financial institutions help bring the borrowers and savers together. These can be commerical banks, finance companies, and investment companies. The relationship between borrower, saver, and financial institution, keeps money flowing in a circle from one to another and back to the other again.

IDENTIFY PROCESSES THE ORGANIZATION USES TO COMPLY WITH SEC REGULATIONS.

The securities and exchange commission has rules and regulations and Walmart as well as other organizations must abide by them. Section 200.1 a), states the organization should provided a public disclosure of pertinent facts concerning public offerings of securities and securities listed on national securities exchange and certain securities traded in the over-the-counter market. Walmart provides its filing with the Securities and Exchange Commission and keeps a list of them for their investors on their website. Wal-Mart has a audit committee that assists its board of directors in: monitoring the integrity of the financial reporting process, systems of internal control and financial statements and reports of the company.

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